Welcome to the membership portal!

You now have access to a comprehensive library of templates, guides, and workflows to help you navigate each step of the advice process and ensure you are meeting compliance requirements.

 

1. Initial engagement

A set of templates you can use to create a client meeting pack.

 

2. Information gathering

Fact finding templates to help you capture client data.

 

3. Advice formulation & documentation

Comprehensive library of templates, including:

  • File notes
  • Information gathering checklists for external investments
  • Best Interest Duty research paper
  • Scoping, Goals, Alternative strategies, and Insurance Needs Analysis guides
  • Statement of Advice and Record of Advice checklists

4. Advice presentation

Templates and guides included:

  • Client file note
  • Ongoing Service Agreement
  • Terms of Engagement form
  • Authority to Proceed
  • Advice Audit file checklist

 

5. Implementation

Templates to help guide you through the implementation process:

  • Client file note
  • Internal compliance checklist
  • Implementation checklist

6. Ongoing reviews

Helping you to maintain ongoing relationships with your client with the following:

  • Offer of review letter template
  • Opt-In renewal notice and reminder emails
  • Review file note
  • Pre- and post- meeting checklists to ensure you’re meeting compliance requirements
  • Step-by-step process to help manage your annual review workflow

Information for your clients

These flyers are designed to help improve your client’s financial literacy in an easy-to-read format, on a variety of financial planning strategies and rules, related to: 

  • superannuation, 
  • retirement,
  • investments,
  • self-managed super,
  • aged care,
  • estate planning, and much more.