Welcome to the membership portal!
You now have access to a comprehensive library of templates, guides, and workflows to help you navigate each step of the advice process and ensure you are meeting compliance requirements.
A set of templates you can use to create a client meeting pack.
A flowchart you can use to guide you through the initial engagement process.
Fact finding templates to help you capture client data.
3. Advice formulation & documentation
Comprehensive library of templates, including:
- File notes
- Information gathering checklists for external investments
- Best Interest Duty research paper
- Scoping, Goals, Alternative strategies, and Insurance Needs Analysis guides
- Statement of Advice and Record of Advice checklists
Templates and guides included:
- Client file note
- Ongoing Service Agreement
- Terms of Engagement form
- Authority to Proceed
- Advice Audit file checklist
Templates to help guide you through the implementation process:
- Client file note
- Internal compliance checklist
- Implementation checklist
Helping you to maintain ongoing relationships with your client with the following:
- Offer of review letter template
- Opt-In renewal notice and reminder emails
- Review file note
- Pre- and post- meeting checklists to ensure you’re meeting compliance requirements
